Kozyak Tropin & Throckmorton

Combat Robocalls, Spoofing Scams & Other Fraudulent Phone Activities

Illegal phone calls are the favorite tool for fraudsters and other scam artists.
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Overview of Federal Banking Regulations

Fraudsters cannot act alone to perpetrate their schemes. They universally require professionals — banks, accountants, law firms, or a combination of all of the above — to provide legitimacy and enable a fraud to survive.
Kozyak Tropin & ThrockmortonKozyak Tropin & Throckmorton

Standard Causes of Action in FINRA Arbitration

Let's briefly identify and explain a few common causes of action that the investor can bring against a broker in a Statement of Claim.
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Are You Being Targeted by a Ponzi Schemer?

“An ounce of prevention is worth a pound of cure” is never truer than in the context of a Ponzi scheme.